Ofqual governance principles and what AO boards need to know

Ofqual governance principles and what AO boards need to know

By Kristina Preston|27 January 2026

What the Ofqual governance principles mean for AO boards, covering responsibilities, compliance and Responsible Officer accountability.

What AO board responsibilities really look like

The role of board members is oversight, assurance and strategic direction. If they are recruited informally from existing networks, you risk creating boards that lack diversity of thought, sector understanding and the ability to challenge effectively.

If your board does not fully grasp its responsibilities, you may underestimate the seriousness of regulatory risks. Fines, delays in regulatory investigations or outcomes can be seen as administrative inconveniences rather than serious risks to your organisation’s credibility and reputation. Similarly, the distinction between the Governing Body and the Responsible Officer (RO) can be blurred, leaving compliance oversight weak and accountability unclear.

Without strong recruitment and development, your board can lose sight of what the Ofqual principles require in practice. It may become passive, attending meetings but not actively engaging with the realities of regulation, learner experience and organisational sustainability.

Make sure your board is asking the right questions:

  • Do we have the right mix of regulatory, learner and commercial insight around the table?
  • How confident are we that compliance issues surface early, not late?
  • When did we last review how the board supports the Responsible Officer?

Read more:Guidance for your first chair role

Kristina Preston

Written by

Kristina Preston

Director | Awarding, Assessment & Professional Education

With over 10 years of recruitment experience at every level across the education and skills sectors, Kristina is skilled in the appointment of roles covering the design, development, delivery and quality assurance of educational products and services in awarding organisations, AAOs and professional membership bodies. She leads the partnership with the Federation of Awarding Bodies as their Platinum Supplier of executive search, recruitment, and board development services.

Kristina enjoys the camaraderie, collaboration, innovation, determination, and passion of the sectors she supports and advocates for this niche area of the UK and worldwide education system. She recognizes the far-reaching impact of awarding and skills qualifications at all levels, raising aspirations and helping people access life-changing qualifications and training.

Outside of work, Kristina recently became a mother and enjoys family travel. After 15 years as a competitive cheerleader, she serves as a Non-Executive Director on the board of SportCheer England, working toward official sport recognition. Kristina is also learning Polish to connect with her heritage and is an avid Aston Villa fan.